Designation : EAC Compliance Analyst
Company : Bank of America, Jacksonville, FL, US
Job Description :
Create and maintain a regulatory inventory.
Update relevant policies to ensure they reflect regulatory requirements for enterprise area of coverage.
Conduct compliance risk assessments.
Contribute to monitoring and testing coverage plans and related metrics.
Monitor and test the effectiveness of the front line unit and control function compliance risk controls for enterprise area of coverage.
Identify aggregate, report and escalate compliance risks, issues and control enhancements for enterprise area of coverage.
Identify compliance training needs and inspect Front Line Unit/Control Function (“FLU/CF”) and third party participation for enterprise area of coverage.
Assist with preparations for regulatory exams and audits for Enterprise Area of Coverage.
Inspect that commitments made regarding actions in response to Matters Requiring Attention (“MRAs”) and other actions are completed.
Escalate regulatory relations concerns to EAC Compliance Manager or Executive.
Minimum 3 years business and functional experience
Bachelor’s degree or equivalent relatable work experience in a compliance, risk, or fraud job function
Experience in Building Partnerships - Builds broad-based business relationships across the organization as well as key regulatory officials relevant to the team's specific area of responsibility
Strong analytical and research experience; ability to assimilate complex data, connecting themes identified across various issues/areas
High level of expertise using Microsoft Office applications (Word, PowerPoint, Excel)
Proactive problem resolution and follow-up initiative required
Strong attention to detail
Experience developing concise and effective reports/ presentations
Self starter who takes ownership and can prioritize and manage initiatives independently
Ability to navigate a highly complex organization and operate effectively in changing environment
Ability to handle difficult conversations and sensitive/confidential material with internal clients, business partners, and regulators
Ability to multitask; completing a high volume of transactions within specific deadlines
Ability to analyze documents for accuracy and risk; mitigate and/or escalate where appropriate
Must possess excellent time-management and problem solving capabilities
Desired Skills :
Prior customer service, operations processing, registration, financial services preferred
Project management experience
Prior user acceptance testing
More advanced computer skills
Prior training experience
FINRA CRD or NMLS systems experience
Primary Location: US-FL-Jacksonville
Work Locations: FL9200 9000 SOUTHSIDE BLVD BLDG 200 Jacksonville 32256
Organization: 7037-GLOBAL COMPLIANCE
Job Posting Date: Nov 19, 2016
Unposting Date: Dec 3, 2016
Hours Per Week: 40.00
Shift: 1st Shift
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